My client is looking for a Product Compliance Analyst with 1-2 years experience, who has worked specifically in the fund management space, to join their small and dynamic team.The Product Compliance Analyst is a member of the Product Management team.
You will manage the day-to-day compliance activities of the product base, and assist with the onboarding of new products.
Tasks will include:Monthly, quarterly and annual reporting to the SupervisorsAnnual reporting to customers and the Financial Markets AuthorityMaintenance of the Disclose RegisterMaintenance of primary governing and disclosure documents including Trust Deeds, Statement of Investment Policy and Objectives, Products Disclosure Statements, and Other Material Information documentsActively monitoring legislation and regulator guidance to ensure products remain compliantWorking with the Head of Product to implement roadmaps and timelines for delivering continuous product improvements and development of new products.Key Skills and Experience Required:A relevant university degree (in law, business, finance, economics (practically related).1-2 years' funds management experience in a product compliance role.An understanding of the legislative environment (such as the Financial Markets Conduct Act and Regulations, and KiwiSaver, Tax, UK Pension Transfer and Financial Adviser Legislation).Effective relationship management ability with a demonstrated collegial and collaborative style of working with internal and external stakeholders.Excellent organisational and time management skills and attention to detail.Proven ability to work effectively under pressure and deliver high-quality information both orally and in writing within required timeframes.My client is motivated to hire, and the start date can be pre- or post- Xmas.If interested, please apply here, or contact (emailprotected) (027 238 8188) for more information.
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